Compliance Governance for Financial Services Businesses
Manage AFSL, AML/CTF, privacy and governance obligations from a single platform — built for Australian financial services firms.
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Built for Financial Services compliance
AML/CTF program documentation for AUSTRAC compliance
Privacy policies aligned to Australian Privacy Principles
AFSL compliance and governance policies
Conflict of interest and customer care policies
Breach reporting and incident management
From onboarding to audit evidence
PolicyWriter guides you through every step of the governance lifecycle.
Generate
Tell us you're a Financial Services business — we recommend the right policies.
Review & Approve
Route policies through your team for multi-step approval.
Publish & Acknowledge
Publish policies and track staff acknowledgements.
Report
Access audit-ready compliance reports whenever you need them.
Ready-to-use Financial Services policy templates
Start from pre-built templates, customised to your organisation by AI.
How Financial Services organisations use PolicyWriter
Pinnacle Wealth Advisory
AFSL Holder · Financial Planning Practice · 22 Staff
The Challenge
Compliance obligations under the AFSL were documented inconsistently. AML/CTF program and governance policies needed a full overhaul ahead of a licensee audit.
The Solution
Used PolicyWriter Financial Services AML pack to rebuild the AML program, governance framework and conflict of interest policies with approval workflows.
Outcomes
2 weeks
AML rebuilt
Passed
Licensee audit
8
Policies overhauled
This platform was built for Financial Services businesses.
Join hundreds of Australian financial services businesses using PolicyWriter to stay compliant, audit-ready and organised.
Start Financial Services TrialNo credit card required.